NOT TO BE RELEASED, PUBLISHED OR DISTRIBUTED IN WHOLE OR IN PART IN OR INTO OR TO ANY PERSON LOCATED IN OR RESIDENT IN SUCH COUNTRIES OR JURISDICTIONS IN WHICH IT WOULD BE UNLAWFUL OR REQUIRE MEASURES OTHER THAN THOSE REQUIRED UNDER LATVIAN LAWS, INCLUDING THE UNITED STATES, AUSTRALIA, JAPAN, CANADA, HONG KONG, SOUTH AFRICA, SINGAPORE.
Placement of Notes
Words and expressions defined in the Base Prospectus of Second Programme for the Issuance of Notes in the Amount of EUR 70,000,00 of AS “Attīstības finanšu institūcija Altum” (hereinafter – “Altum”) dated 9 May 2019 (the „Base Prospectus“) have the same meanings in this announcement.
Altum in accordance with Clause 6.4. of Section „Placement of Notes“ of the Base Prospectus hereby announces that placement of EUR 15,000,000 Notes, that are issued in accordance with the Final Terms dated 27 May 2019 in addition to EUR 10,000,000 1.3% Notes due 7 March 2025 (ISIN code: LV0000880037) issued on 7 March 2018 in accordance with the General Terms and Conditions set forth in the Base Prospectus of the First Programme for the Issuance of Notes of Altum dated 30 August 2017, is completed. The following characteristics have been set to the Notes within the placement:
- Series Number: 2
- Tranche Number: 2
- Aggregate principal amount: EUR 15 000 000
- Number of Notes: 15 000
- Nominal amount of the Note: EUR 1 000
- Annual Interest Rate: fixed, 1.3%
- Yield to Maturity: 0.95%
- Issue Price: EUR 1 019.497 per one Note
- Issue Date: 5 June 2018
- Maturity Date: 7 March 2025
- ISIN code: LV0000880037
MiFID II professional investors and ECPs only target market - Manufacturer target market (MiFID II product governance) is professional clients and eligible counterparties, each as defined in MiFID II (all distribution channels).
Neither this announcement nor any copy of it, in whole or part, may be taken or transmitted, directly or indirectly, into the United States, Australia, Japan, Canada, Hong Kong, South Africa, Singapore or any other jurisdiction where to do so would be unlawful. This announcement does not constitute or form part of any offer or invitation to sell, or any solicitation of any offer to purchase or subscribe, any securities to any person in any jurisdiction, nor shall it (or any part of it) or the fact of its distribution, form the basis of, or be relied on in connection with, any contract therefore. The offer and the distribution of this announcement and other information in connection with the offer in certain jurisdictions may be restricted by law and persons into whose possession any document or other information referred to herein comes should inform themselves about and observe any such restriction. Any failure to comply with these restrictions may constitute a violation of the securities laws of any such jurisdiction. This announcement is not an offer for sale of, or a solicitation to purchase or subscribe for, any securities in the United States. The securities have not been, and will not be, registered under the US Securities Act of 1933, as amended, and the securities may not be offered or sold in the United States absent registration or an exemption from registration under the Securities Act of 1933, as amended. The Issuer has not registered and does not intend to register any portion of any offering in the United States or to conduct a public offering of any securities in the United States. This announcement is addressed to and directed at persons in member states of the European Economic Area that have implemented Directive 2003/71/EC, as amended (the "Prospectus Directive") who are ''qualified investors'' within the meaning of Article 2(1)(e) of the Prospectus Directive. Any investment activity (including, but not limited to, any invitation, offer or agreement to subscribe, purchase or otherwise acquire securities) to which this announcement relates will only be available to, and will only be engaged with, persons who fall within the manufacturer target market.